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Investment Insurance


Market Overview
Protecting Assets from Fraud & Embezzlement

Capital Shield is the first and only insurance product of its kind covering the invested assets by investment advisors and asset managers. High-net-worth individuals have the ability to buy insurance to cover almost everything of value in their lives. They transfer risk to an insurance carrier for many types of assets they own, however, until now, there has not been an option to insure their money/invested assets in the event their investment advisor/asset manager embezzles their money. 

 

News

February 2020 – Financial Adviser Sentenced For Defrauding Clients In Fake Investment Scheme

January 2020 – Former Investment Advisor Sentenced for Multi-Million Dollar Securities Fraud and Ponzi Scheme

December 2019 – St. John, Indiana Man Pleads Guilty To Securities Fraud

December 2019 – Financial Advisor Pleads Guilty to Fraud Charges

August 2019 – SEC Charges Adviser Firm and Its Principals With Defrauding Retired NFL Players

 


Coverage Parameters

The policy covers high-net-worth individuals’ invested assets when their investment advisor/asset manager embezzles their funds. The investment advisor/asset manager must be listed as a “Named Person” on the policy. An individual can purchase an aggregate limit of insurance up to $10M with a minimum deductible of $50K per occurrence. Premium is $1,500 per $1M increment. 

In the event of a covered loss, the policy will pay at the time the perpetrator is indicted. 


Insurer(s)

Berkley FinSecure 


Commission Schedule

Highly Competitive Commissions


Application Requirements

Complete MarketScout Producer Agreement 

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